SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SC US (TTGP), LTD.

(Last) (First) (Middle)
C/O SEQUOIA CAPITAL
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Amplitude, Inc. [ AMPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/06/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Rule 10b5-1(c) Transaction Indication

  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/06/2023 C(1) 51,876 A $0 51,876 I Sequoia Capital U.S. Growth Fund VIII, L.P.(2)(3)
Class A Common Stock 06/06/2023 C(1) 4,711 A $0 4,711 I Sequoia Grove II, LLC(7)
Class A Common Stock 06/06/2023 S 51,876 D $10.15(4) 0 I Sequoia Capital U.S. Growth Fund VIII, L.P.(2)(3)
Class A Common Stock 06/06/2023 S 4,711 D $10.15(4) 0 I Sequoia Grove II, LLC(7)
Class A Common Stock 06/07/2023 C(1) 237,330 A $0 237,330 I Sequoia Capital U.S. Growth Fund VIII, L.P.(2)(3)
Class A Common Stock 06/07/2023 C(1) 21,552 A $0 21,552 I Sequoia Grove II, LLC(7)
Class A Common Stock 06/07/2023 S 237,330 D $10.06(5) 0 I Sequoia Capital U.S. Growth Fund VIII, L.P.(2)(3)
Class A Common Stock 06/07/2023 S 21,552 D $10.06(5) 0 I Sequoia Grove II, LLC(7)
Class A Common Stock 06/08/2023 C(1) 7,708 A $0 7,708 I Sequoia Capital U.S. Growth Fund VIII, L.P.(2)(3)
Class A Common Stock 06/08/2023 C(1) 700 A $0 700 I Sequoia Grove II, LLC(7)
Class A Common Stock 06/08/2023 S 7,708 D $10.06(6) 0 I Sequoia Capital U.S. Growth Fund VIII, L.P.(2)(3)
Class A Common Stock 06/08/2023 S 700 D $10.06(6) 0 I Sequoia Grove II, LLC(7)
Class A Common Stock 2,225,077 I Sequoia Capital U.S. Growth Fund IX, L.P.(2)(3)
Class A Common Stock 242,788 I Sequoia Capital U.S. Growth IX Principals Fund, L.P.(2)(3)
Class A Common Stock 95,885 I Sequoia Capital U.S. Growth Partners Fund IX, L.P.(2)(3)
Class A Common Stock 235,201 I Sequoia Capital U.S. Venture 2010-Seed Fund, L.P(2)(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (1) 06/06/2023 C(1) 51,876 (1) (1) Class A Common Stock 51,876 (1) 5,114,497 I Sequoia Capital U.S. Growth Fund VIII, L.P.(2)(3)
Class B Common Stock (1) 06/06/2023 C(1) 4,711 (1) (1) Class A Common Stock 4,711 (1) 398,113 I Sequoia Grove II, LLC(7)
Class B Common Stock (1) 06/07/2023 C(1) 237,330 (1) (1) Class A Common Stock 237,330 (1) 4,877,167 I Sequoia Capital U.S. Growth Fund VIII, L.P.(2)(3)
Class B Common Stock (1) 06/07/2023 C(1) 21,552 (1) (1) Class A Common Stock 21,552 (1) 376,561 I Sequoia Grove II, LLC(7)
Class B Common Stock (1) 06/08/2023 C(1) 7,708 (1) (1) Class A Common Stock 7,708 (1) 4,869,459 I Sequoia Capital U.S. Growth Fund VIII, L.P.(2)(3)
Class B Common Stock (1) 06/08/2023 C(1) 700 (1) (1) Class A Common Stock 700 (1) 375,861 I Sequoia Grove II, LLC(7)
1. Name and Address of Reporting Person*
SC US (TTGP), LTD.

(Last) (First) (Middle)
C/O SEQUOIA CAPITAL
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
SC U.S. VENTURE 2010 MANAGEMENT, L.P.

(Last) (First) (Middle)
C/O SEQUOIA CAPITAL
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
SEQUOIA CAPITAL U.S. VENTURE 2010-SEED FUND, L.P.

(Last) (First) (Middle)
C/O SEQUOIA CAPITAL
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
SC U.S. Growth IX Management, L.P.

(Last) (First) (Middle)
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sequoia Capital U.S. Growth Fund IX, L.P.

(Last) (First) (Middle)
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sequoia Capital U.S. Growth Partners Fund IX, L.P.

(Last) (First) (Middle)
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sequoia Capital U.S. Growth IX Principals Fund, L.P.

(Last) (First) (Middle)
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
SC U.S. Growth VIII Management, L.P.

(Last) (First) (Middle)
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sequoia Capital U.S. Growth Fund VIII, L.P.

(Last) (First) (Middle)
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Sequoia Grove Manager, LLC

(Last) (First) (Middle)
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
Explanation of Responses:
1. The Issuer's Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis at the election of the holder thereof and has no expiration date. In addition, upon any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's certificate of incorporation.
2. SC US (TTGP), Ltd. is (i) the general partner of SC U.S. Growth VIII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VIII, L.P. (GFVIII), (ii) the general partner of SC U.S. Venture 2010 Management, L.P., which is the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. (USV 2010-Seed), and (iii) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P., Sequoia Capital U.S. Growth Partners Fund IX, L.P., and Sequoia Capital U.S. Growth IX Principals Fund, L.P. (collectively "the GFIX Funds").
3. (Continued from Footnote 2) Each of SC US (TTGP), Ltd., SC U.S. Growth VIII Management, L.P., SC U.S. Venture 2010 Management, L.P., and SC U.S. Growth IX Management, L.P. disclaims beneficial ownership of the shares held by GFVIII, USV 2010-Seed, and the GFIX Funds except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.80 to $10.33. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
5. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.49. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
6. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.22. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, the full information regarding the number of shares purchased at each separate price within the ranges set forth above.
7. Sequoia Grove Manager, LLC is a manager of Sequoia Grove II, LLC. Each of Sequoia Grove Manager, LLC and Sequoia Grove II, LLC disclaim beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Remarks:
Form 1 of 2
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Director of SC US (TTGP), Ltd. 06/08/2023
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Venture 2010 Management, L.P. 06/08/2023
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Venture 2010 Management, L.P., the General Partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P. 06/08/2023
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth IX Management, L.P. 06/08/2023
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P. 06/08/2023
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Partners Fund IX, L.P. 06/08/2023
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth IX Principals Fund, L.P. 06/08/2023
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth VIII Management, L.P. 06/08/2023
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Director of SC US (TTGP), Ltd., the General Partner of SC U.S. Growth VIII Management, L.P., the General Partner of Sequoia Capital U.S. Growth Fund VIII, L.P. 06/08/2023
By: /s/ Jung Yeon Son, by power of attorney for Roelof Botha, a Managing Member of Sequoia Grove Manager, LLC 06/08/2023
** Signature of Reporting Person Date
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